CFPB Enforcement Actions: 
Lessons Learned 
(90-minute webinar – available live or on-demand)

Monday, September 9, 2024

11:00am - 12:30pm Eastern Time

Are CFPB enforcement actions harbingers of what’s to come? Do you read and follow them? Unfortunately, sometimes the potential lessons and cautions they provide become lost in the haze of a rapidly shifting marketplace and the warnings go unheeded. Are you paying attention? 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

• Appreciate the CFPB’s unique mission and enforcement powers
• Discover the lifecycle of an enforcement action
• Understand current CFPB enforcement trends
• Effectively employ regulatory and examination guidance
• Evaluate recent enforcement actions
• Use CFPB guidance to improve your compliance management system
  

WEBINAR DETAILS 

One look at the Consumer Financial Protection Bureau’s (CFPB’s) website reveals the importance of publicizing enforcement actions in their strategy to protect consumers from harm in an increasingly “dangerous” financial world. From tracking every dollar of penalties, to robustly worded press releases, it is clear the CFPB is trying to protect the public by changing the negative behavior of bad actors. Public announcement of these actions serves to inform and educate all financial institutions in order to improve regulatory compliance and eliminate abusive practices. Join veteran compliance attorney David Reed as he reveals the hidden benefits of enforcement actions when evaluating and adjusting your compliance program. 

WHO SHOULD ATTEND? 

This informative session is designed for senior executives, directors, managers, compliance staff, audit staff, and anyone involved with the compliance process.

TAKE-AWAY TOOLKIT

• Checklist for analyzing enforcement actions
• CFPB resource guide
• Regulatory guidance on enforcement actions
• Employee training log 
• Interactive quiz
• PDF of slides and speaker’s contact info for follow-up questions
• Attendance certificate provided to self-report CE credits
  

SPEAKER

David A. Reed, JD, Reed & Jolly, PLLC

Attorney, author, consultant, and nationally recognized trainer, David Reed is a partner in the law firm of Reed & Jolly, PLLC. He provides guidance to financial institutions on establishment and revision of policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters, and corporate governance. His engaging speaking style has made him a nationwide lecturer on regulatory compliance, consumer lending, bankruptcy, and collections. 

A former trial attorney and vice president and general counsel of a large regional financial institution, David is also a Certified Fraud Examiner. He is particularly known as an expert in the areas of operations, bankruptcy, and collections. He has trained state and federal examination staff on numerous issues, including BSA, ID theft red flags, SAFE Act, third-party contract management, and bankruptcy. 

Attendance verification for CE credits provided upon request.

Webinar Sponsored by Financial Education & Development

If you are having issues with registering online, please contact CBAO's VP, Director of Education & Events, Malia Widder, (614) 610-1877.